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Study Protocol
Revised

Management of psychotropic medications in adults with intellectual disability: a scoping review protocol

[version 2; peer review: 2 approved, 1 approved with reservations]
* Equal contributors
PUBLISHED 12 Jan 2022
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Abstract

Introduction: Psychotropic medications are commonly prescribed among adults with intellectual disability (ID), often in the absence of a psychiatric diagnosis. As such, there is great disparity between the estimated prevalence of mental illness and the rates of psychotropic medication use amongst people with ID. ‘Off-label’ use of these medications may account for much of this discrepancy, in particular their use in the management of challenging behaviour. This has come under scrutiny due to the myriad of side effects and the deficiency of high-quality data supporting their use for this indication. Understanding the causes and justifications for such disparity is essential in discerning the efficacy of current prescription practice.
Objective: To explore the existing evidence base regarding the prescription and management of psychotropic medications in adults with ID. The aim will be achieved through identifying the psychotropic medications commonly prescribed, the underlying rationale(s) for their prescription and the evidence available that demonstrates their appropriateness and effectiveness. Additionally, the paper will seek to evaluate the availability of any existing guidance that informs the management of these medications, and the evidence and outcomes of psychotropic medication dose reduction and/or cessation interventions.
Inclusion criteria: This review will consider studies that focus on the use of psychotropic medications amongst patients with ID.
Methods: Research studies (qualitative, quantitative and mixed design) and Grey Literature (English) will be included. The search will be conducted without time restrictions. Databases will include: Ovid MEDLINE, Embase, CINAHL, JBI Evidence Synthesis, Cochrane Central Register of Controlled Trials, Cochrane Databased of Systematic Reviews, PsycINFO and Scopus. A three-step search strategy will be followed, with results screened by two independent reviewers. Data will be extracted independently by two reviewers using a data extraction tool with results mapped and presented using a narrative form supported by tables and diagrams.

Keywords

Intellectual Disability, Prescribing, De-prescribing, Psychotropic Medicine, Medication, Medication management, Scoping Review

Revised Amendments from Version 1

Our updated manuscript reflects suggestions and recommendations from the peer review process.

  • We have deleted any unnecessary abbreviations to promote readability.
  • We have amended our use of ‘ID population’ to ‘population with ID’ through our manuscript.
  • As recommended by one of our reviewers we have amended our definition of challenging behaviour to a broader, more descriptive definition as defined by the Royal College of psychiatrists.
  • We have amended and updated references as per reviewer suggestions and have acknowledged previous similar research.
  • In our Methods section we have updated inclusion criteria: English language only as decided during our search process.
  • We added ‘case studies’ in our exclusion criteria.
  • We also explained the development of our data extraction tool.
  • Other minor edits were made to improve readability.

See the authors' detailed response to the review by Lotte Ramerman
See the authors' detailed response to the review by David Harley
See the authors' detailed response to the review by Ashok Roy

Disclaimer

The views expressed in this article are those of the author(s). Publication in HRB Open Research does not imply endorsement by the Health Research Board of Ireland.

Introduction

Intellectual disability (ID) is defined as a lifelong disorder that includes both intellectual and adaptive functioning deficits in conceptual, social, and practical domains, the onset of which occurs during the developmental period of life1. The global prevalence of ID is estimated to be approximately 1%2,3. The reported prevalence of mental illness amongst adults with ID is inconsistent; one systematic review reported prevalence figures ranging from 3.9 to 46.3% whilst others report an even broader range that spanned from 13.9 to 75.2%4,5. It has been identified that people with ID are faced with challenges in gaining access to psychiatric healthcare and support which may pose as an obstacle to formal diagnoses6,7. The presence of Diagnostic Masking and Diagnostic Overshadowing have been identified as potential barriers to formal clinical diagnoses within this cohort; Diagnostic Masking describes a clinical scenario when symptoms of mental illness are concealed or masked by pre-existing ID while Diagnostic Overshadowing occurs when clinicians circumscribe the diagnostic process and mislabel complex symptoms of mental illness as manifestations of ID8. Further to these barriers, atypical clinical presentations of psychiatric illness, along with communication and health literacy barriers may contribute to an overall underestimation of prevalence of mental illness in the population with ID3,9. Despite the disparity in reported prevalence, coexisting mental illness is suggested to be more prevalent in people with ID compared to the general population4,5,10

For the purpose of this scoping review, the four major classes of psychotropics we will focus on are antipsychotics, antidepressants, anxiolytics and mood-stabilisers, which include lithium and anti-epileptics with mood stabilising indications. Although many of these medications indeed have indications for the management of mental illness, research has indicated poor correlation between the prescription rates of these medications and the rates of diagnosed mental illness in the population with ID11,12. This discrepancy has been attributed to the ‘off-label’ use of psychotropic medication for the management of challenging behaviour, which is an unauthorised indication. As defined by The Royal College of Psychiatrists, challenging behaviour is behaviour of such an intensity, frequency or duration as to threaten the quality of life and/or the physical safety of the individual or others and is likely to lead to responses that are restrictive, aversive or result in exclusion13. It may include behaviours of a destructive nature, such as aggression, violence and self-injury14,15. Challenging behaviour can also be an attempt to communicate unmet needs which require identification of causes and promotion of positive behaviours and addressing social needs16. It is recognised that people with ID are at a higher risk of exhibiting challenging behaviour; the prevalence of which is typically quoted between 10 and 15%14,17. According to the National Institute for Health & Care Excellence (NICE) guidance, rates of challenging behaviour are higher in the early 20’s age group and can be as high as 30–40% in hospital settings18. As a consequence, the patient cohort with ID are at increased risk for prescription of psychotropic medications not only for the management of mental illness, but also for the treatment of challenging behaviour. Research carried out in the United Kingdom (UK) and North America has suggested that challenging behaviour is one of the most common reasons for the prescription of psychotropic drugs19. Despite their widespread usage, there exists a dearth of high quality data available to inform the provision of these medications in this patient subgroup20,21.

Concerns regarding the prescription of these medications to people with ID have been raised over the years3. Psychotropic medications are associated with a myriad of risks ranging from metabolic and hormonal dysfunction to extrapyramidal side effects that can adversely affect movement. They are also associated with cardiovascular side effects such as arrhythmias and QT-interval prolongation, hyperglycaemia and weight gain, along with the risk of potentially fatal neuroleptic malignant syndrome2224. Such a combination of side effects becomes increasingly concerning considering a higher prevalence of significant comorbidities, lessened seizure thresholds and a reduced capacity to self-report adverse effects within this highly vulnerable patient group25.

NICE advises implementation of psychological and environmental interventions for the management of challenging behaviour as the first step and recommends the consideration of psychotropic medication only in particular circumstances; for example, when there is a severe risk to the person or others18. These guidelines recommend the continuation of these medication on the basis of a beneficial response. With this in mind, it would seem that to achieve reduction and/or cessation of these medications would be a desirable outcome. Despite this, people with ID tend to be treated at high doses of psychotropic medications and for prolonged periods of time9. What is more, the challenging behaviour for which psychotropics are frequently prescribed to manage often remains unchanged26,27.

The aim of this scoping review is to investigate the literature available on the use of psychotropic medications within the ID cohort to manage challenging behaviour. While similar reviews have been carried out in the past, this review aims to provide an up to date review of the literature28,29. In particular, this review aims to identify what psychotropic medications are prescribed to adults with ID, why they are prescribed to this patient cohort and how these medications are managed over the long term. This will be carried out by including interventions that aim to achieve dose reduction or complete cessation of psychotropics and to identify the associated risks and benefits that accompany this reduction/cessation. As we are also interested in dose reductions of psychotropic medications and any accompanying psychological or social educational intervention components for challenging behaviours, we choose to undertake a scoping review rather than a systematic review to include de-prescribing studies and heterogeneous study methodologies. This scoping review will assist to identify any gaps in the literature available and to help guide and recommend future studies and systematic literature reviews within this area of research.

Research questions (RQs)

  • 1) What psychotropic medications are commonly prescribed among adults with ID?

  • 2) What is the clinical indication(s) for prescription of such medications?

  • 3) What evidence base (if any) exists to support the prescription of psychotropic medications, including ‘off-label’ use in adults with ID?

  • 4) What guidelines/policies exist regarding the management of psychotropic medicines once they are prescribed among people with ID?

  • 5) What interventions (if any) are available to facilitate dose reduction or cessation of psychotropic medications among people with ID?

    • - How have such interventions been evaluated to date? i.e. what outcomes are measured?

    • - What are the potential benefits and risks associated with the reduction or cessation of psychotropic medication?

Methods

The protocol was drafted according to the Preferred Reporting Items for Systematic Reviews and Meta-analyses extension for Scoping Reviews (PRISMA-ScR) protocol30.

Inclusion and exclusion criteria

Inclusion criteria

  • Participants: all adults (>18 years of age) with ID, regardless of demographic or clinical characteristics.

  • Concept: interventions and/or phenomena of interest (reduction/cessation of psychotropic medications in adults with ID).

  • Outcomes:

    • Any qualitative or quantitative outcome reporting on psychotropic medication use and behaviours among the population with ID.

    • Any qualitative or quantitative outcome reporting on psychotropic medication safety measures (adverse drug event, adverse drug reaction, medication error, adherence, compliance, consumption, drug-related problems).

    • Any professional practices by healthcare providers in relation to managing psychotropics in the population with ID.

  • Study design: all research designs including reviews (systematic, integrative and narrative) and research (qualitative, quantitative and mixed design studies). In addition, national and international policies, strategies, guidelines and standards will also be examined.

  • Year of publication: No restriction.

  • Language: English language only.

Considering the small body of research available on this topic, broad inclusion criteria were developed to ensure all relevant research is captured whilst reducing the risk of omissions.

Exclusion criteria

  • Article types: commentaries, editorials, opinion pieces, non-systematic literature reviews, case studies.

  • Clinical trials of medicinal products.

Search

The proposed scoping review search will begin in December 2020 and continue throughout January and February 2021. The search will be conducted according to the three steps of Joanna Briggs Institute (JBI) methodology for scoping reviews31:

  • 1. The CINAHL and PsychInfo databases were initially searched to identify papers on the topic. The search terms used for this initial search are provided as Extended data (Table 1)27. Text words contained in the titles and abstract of included articles and within the index terms (describing the articles) were used to develop a full search strategy for CINAHL complete database (Table 2, Extended data27). This search strategy (including its identified keywords and index terms) will be adapted for all the information sources included in this scoping review.

  • 2. A second search will be undertaken across all included databases, namely: Ovid MEDLINE, Embase, CINAHL, JBI Evidence Synthesis, Cochrane Central Register of Controlled Trials, Cochrane Database of Systematic Reviews, PsycINFO and Scopus. This will be done using all the identified keywords and index terms. Grey literature databases will also be searched (Open Grey, reports, dissertations, theses databases and databases of conference abstracts (e.g. Scopus (for conference proceedings only), ETHOS, ProQuest) for national and international strategies and policies as well as standards and guidance documents.

  • 3. The reference lists of the articles and reports identified and included in the review will be searched for further studies. If warranted, authors of included articles will be contacted for further information.

Evidence selection

The selection of evidence to be included in the scoping review will be carried out independently by two reviewers. Following the search, all identified records will be reviewed and duplicates excluded. Thereafter, titles and abstracts will be assessed for inclusion. The remaining studies full texts will be screened against the inclusion criteria and the reasons for exclusion will be identified and recorded. This process will be carried out using the reference management software ‘Rayyan’32. Any discrepancies that may arise regarding evidence selection will be resolved through discussion and consensus with a third reviewer.

Data extraction and reporting

Data will be extracted independently by two reviewers, conflicts resolved by consensus or discussion with a third reviewer. A data extraction tool developed by the reviewers will be piloted using four studies from a preliminary literature search on the research topic (Table 3, Extended data). The review pairs will discuss the usability of the tool, any possible additions or changes in order to evaluate and/or modify the tool prior to adoption. Any adaptations to the tool will be documented clearly. Thereafter, the data extraction tool will be utilised independently by the two reviewers during appraisal of the evidence base.

The data extraction tool will include the following details:

  • Names of the authors, year of publication, country of origin,

  • Medication usage: prevalence, types, indications, dosage, duration of use, setting (RQ1 and RQ2)

  • Medication effectiveness: clinical effectiveness measures, side effects, drug interactions, experiences of patients (RQ3)

  • Medication management intervention designs: population, type of intervention, any comparator and setting, healthcare professionals involved (RQ4 and RQ5)

  • Outcomes of medication management programs (RQ4 and RQ5)

Reporting of key information from the chosen studies will be performed using Table 3 provided as Extended data (Table 3)27. The chart data will detail the aim of study, methodology, intervention, outcomes, findings and limitations. We will use the data to describe the context of studies selected, how relevant outcomes were measured and any reported limitations or quality issues

Data presentation

The results will be mapped and presented in relation to each of the research questions. The results of the review will be presented in a narrative form. As necessary, tables and diagrams will be utilized to illustrate findings augmented by narrative text. Results will be reported and presented in accordance with PRISMA-ScR reporting guidance and the PRISMA flow diagram30.

Study status

The search in currently underway across databases outlined in methods section. This search will take place from December 2020 and continue throughout January and February 2021.

Data availability

Underlying data

No underlying data are associated with this article.

Extended data

Zenodo: Management of psychotropic medications in adults with intellectual disability: a scoping review protocol. https://doi.org/10.5281/zenodo.5752729.

This project contains the following extended data in the document ‘Extended Data.docx’:

  • - Table 1: Preliminary Search

  • - Table 2: Full search strategy

  • - Table 3: Data extraction tool

Data are available under the terms of the Creative Commons Attribution 4.0 International license (CC-BY 4.0).

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Version 2
VERSION 2 PUBLISHED 22 Mar 2021
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CITE
how to cite this article
Costello A, Hehir C, Sharma D et al. Management of psychotropic medications in adults with intellectual disability: a scoping review protocol [version 2; peer review: 2 approved, 1 approved with reservations]. HRB Open Res 2022, 4:30 (https://doi.org/10.12688/hrbopenres.13170.2)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Open Peer Review

Current Reviewer Status: ?
Key to Reviewer Statuses VIEW
ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
Version 2
VERSION 2
PUBLISHED 12 Jan 2022
Revised
Views
17
Cite
Reviewer Report 19 Jun 2023
David Harley, UQ Centre for Clinical Research, The University of Queensland, Herston, Qld, Australia 
Approved
VIEWS 17
The authors have responded in full to comments from two ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Harley D. Reviewer Report For: Management of psychotropic medications in adults with intellectual disability: a scoping review protocol [version 2; peer review: 2 approved, 1 approved with reservations]. HRB Open Res 2022, 4:30 (https://doi.org/10.21956/hrbopenres.14691.r31228)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
Version 1
VERSION 1
PUBLISHED 22 Mar 2021
Views
34
Cite
Reviewer Report 08 Oct 2021
David Harley, UQ Centre for Clinical Research, The University of Queensland, Herston, Qld, Australia 
Approved with Reservations
VIEWS 34
This is a well-written protocol for a study addressing a very important topic. The article describes the methods for a scoping review of the use of psychotropic medications in people with intellectual disabilities. The authors' aim is “To explore the existing ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Harley D. Reviewer Report For: Management of psychotropic medications in adults with intellectual disability: a scoping review protocol [version 2; peer review: 2 approved, 1 approved with reservations]. HRB Open Res 2022, 4:30 (https://doi.org/10.21956/hrbopenres.14295.r30244)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 12 Jan 2022
    Ashley Costello, School of Medicine, University of Limerick, Castletroy, Ireland
    12 Jan 2022
    Author Response
    Dear Editor and Colleagues,

    Thank you all for reviewing our paper. Your comments have been very helpful. We appreciate the opportunity to respond and have addressed all comments, point-by-point.
    ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 12 Jan 2022
    Ashley Costello, School of Medicine, University of Limerick, Castletroy, Ireland
    12 Jan 2022
    Author Response
    Dear Editor and Colleagues,

    Thank you all for reviewing our paper. Your comments have been very helpful. We appreciate the opportunity to respond and have addressed all comments, point-by-point.
    ... Continue reading
Views
54
Cite
Reviewer Report 13 Sep 2021
Ashok Roy, Coventry and Warwickshire Partnership NHS Trust, Coventry, UK;  University of Warwick, Coventry, UK;  Health Education England, London, UK 
Approved
VIEWS 54
This scoping review aims to investigate available literature, find gaps, and recommend future studies and systematic reviews. Additional keywords may include "overmedication" and STOMP (Stopping Overmedication in People with Learning Disability), a national initiative in the UK that has been ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Roy A. Reviewer Report For: Management of psychotropic medications in adults with intellectual disability: a scoping review protocol [version 2; peer review: 2 approved, 1 approved with reservations]. HRB Open Res 2022, 4:30 (https://doi.org/10.21956/hrbopenres.14295.r30254)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 12 Jan 2022
    Ashley Costello, School of Medicine, University of Limerick, Castletroy, Ireland
    12 Jan 2022
    Author Response
    Dear Editor and Colleagues,

    Thank you all for reviewing our paper. Your comments have been very helpful. We appreciate the opportunity to respond and have addressed all comments, point-by-point.
    ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 12 Jan 2022
    Ashley Costello, School of Medicine, University of Limerick, Castletroy, Ireland
    12 Jan 2022
    Author Response
    Dear Editor and Colleagues,

    Thank you all for reviewing our paper. Your comments have been very helpful. We appreciate the opportunity to respond and have addressed all comments, point-by-point.
    ... Continue reading
Views
73
Cite
Reviewer Report 06 Sep 2021
Lotte Ramerman, Netherlands Institute for Health Services Research, Utrecht, The Netherlands 
Approved with Reservations
VIEWS 73
The scoping review is focused on collecting and reviewing available literature on the subject of prescribing psychotropic medications to people with ID, including for mental illness and challenging behaviors. Furthermore, it will search for literature on managing the medication and ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Ramerman L. Reviewer Report For: Management of psychotropic medications in adults with intellectual disability: a scoping review protocol [version 2; peer review: 2 approved, 1 approved with reservations]. HRB Open Res 2022, 4:30 (https://doi.org/10.21956/hrbopenres.14295.r29800)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
  • Author Response 12 Jan 2022
    Ashley Costello, School of Medicine, University of Limerick, Castletroy, Ireland
    12 Jan 2022
    Author Response
    Dear Editor and Colleagues,

    Thank you all for reviewing our paper. Your comments have been very helpful. We appreciate the opportunity to respond and have addressed all of your ... Continue reading
COMMENTS ON THIS REPORT
  • Author Response 12 Jan 2022
    Ashley Costello, School of Medicine, University of Limerick, Castletroy, Ireland
    12 Jan 2022
    Author Response
    Dear Editor and Colleagues,

    Thank you all for reviewing our paper. Your comments have been very helpful. We appreciate the opportunity to respond and have addressed all of your ... Continue reading

Comments on this article Comments (0)

Version 2
VERSION 2 PUBLISHED 22 Mar 2021
Comment
Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions

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