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Mapping  the evidence  on patient-centred outcome measures used in orphan medicinal product reimbursement frameworks: Protocol for a scoping review

[version 1; peer review: awaiting peer review]
PUBLISHED 05 Feb 2025
Author details Author details
OPEN PEER REVIEW
REVIEWER STATUS AWAITING PEER REVIEW

Abstract

Background

Patient-centered outcome measures (PCOMs) are tools designed to integrate patient perspectives by focusing on outcomes that matter the most to patients. Their importance is pronounced in rare diseases where patients face unique challenges. PCOMs and Orphan Medicinal Product (OMP) reimbursement frameworks are critical for addressing the challenges of rare diseases. Their integration helps ensure that treatments meet patient needs, while being accessible and economically sustainable. This scoping review aims to explore the evidence available on the relationship between PCOMs and OMP reimbursement frameworks.

Methods

This scoping review will adhere to the Preferred Reporting Items of Systematic Reviews extension for Scoping Review (PRISMA-ScR) and Joanna Briggs Institute guidelines, utilizing a structured six-step framework: (1) defining the research question, (2) locating relevant studies, (3) selecting studies, (4) extracting and organizing data, (5) synthesizing, summarizing, and presenting findings, and (6) engaging in consultation with knowledge users. Inclusion criteria were determined using the population-conceptual-context (PCC) framework. Searches will be conducted in CINAHL, Embase, MEDLINE (via PubMed), PsycINFO, SCOPUS, and the Web of Science. Grey literature will also be explored. Two reviewers will screen the titles and abstracts of the identified studies using a dual review process to ensure rigorous selection of relevant articles. The patterns, advances, gaps, evidence for practice, and research recommendation (PAGER) framework will be applied to summarize the findings. A panel of patient and public involvement (PPI) representatives will be engaged to validate the results and ensure alignment with patient-centered perspectives.

Results

The results will be reported according to the PRISMA-ScR checklist.

Conclusions

This scoping review will provide a comprehensive overview of the existing evidence on the relationship between PCOMs and OMP reimbursement frameworks. The findings have the potential to inform policy decisions, shape future research, and enhance the integration of patient-centered perspectives in reimbursement frameworks.

Keywords

Rare Diseases, Orphan Drugs, Patient Reported Outcome Measure, Patient-Centered Outcomes, orphan diseases, reimbursement

Introduction

A rare disease (RD) is a seldomly-occurring health condition. In Europe a RD is defined as a condition affecting less than 5 in 10,000 people (European Commission). More than 30 million people in Europe live with a RD (European Commission). About 80% are genetic in origin, while 20% result from infections, environmental factors, allergies, and proliferative and degenerative causes (Rare Diseases Europe [EURORDIS]). Seventy-five percent of people living with RD are children, and more than 3 of 10 children with a RD will not survive past the age of five years (U.K. Department of Health and Social, 2021). The rarity of their health conditions is a challenge because there is limited general awareness about the disease and low levels of physician training (Ramalle-Gómara et al., 2020). The heterogenous nature of health conditions is a challenge because it is more difficult to accurately and promptly recognize disease symptoms. The average total diagnosis time is about five years in Europe (Faye et al., 2024).

The management of RD can negatively impact people physically (McGovern et al., 2017), cognitively (Hart et al., 2013), and emotionally/psychologically, such as anxiety and depression (Uhlenbusch et al., 2019). It may also diminish a person’s ability to perform activities of daily living (ADLs) (Brown et al., 2023). RD can also lead to lower quality of life (QOL) for caregivers (Boettcher et al., 2021), social isolation (Currie & Szabo, 2020), and burnout (Mengel et al., 2021). Another challenge is the high cost associated with travel to see specialists and undergo genomic testing (Mordaunt et al., 2024) and pay for medical treatments (Jovanovic et al., 2024) and related investments (e.g., construction of wheelchair ramps) (Landfeldt et al., 2014). The Rare Barometer Program, launched by EURORDIS, is a global survey initiative aimed at assessing the above challenges faced by people with RD and their families (EURORDIS).

Of the more than 7,000 known RDs, there are no treatments available for approximately 95% of RDs (The Lancet Global Health, 2024). To increase the availability of medicines for rare diseases in Europe, the European Commission implemented Regulation (EC) No 141/2000 in 2000, providing incentives for pharmaceutical companies to develop Orphan Medicinal Products (OMPs). To qualify for orphan designation, a medicine must meet a number of criteria (European Medicines Agency):

  • It must be aimed at treating, preventing, or diagnosing grave or progressively incapacitating diseases.

  • The prevalence of the disease in the EU cannot exceed 5 in 10,000, or it is improbable that selling the medicine would make enough revenue to rationalize the financing needed for its development.

  • Authorization is lacking for a suitable method for diagnosing, preventing, or treating the disease. , Or if such a method exists, then the new medicine must be of substantial benefit to those affected by the disease.

Medicines that are considered to be OMPs are only those that have received an) orphan designation per Regulation (EC) No 141/2000 and b) a European Marketing Authorization (Orphanet). As of 2024, the European Commission has approved more than 200 orphan medicines (European Commission). A further 2,000 products in development have received orphan designation, but have not yet received European marketing authorization.

While OMP regulation is centralized at the European Medicines Agency (EMA) and results in simultaneous marketing authorization for all EU member states, decisions about pricing and reimbursement take place at the national level. This has led to differences in patient access to OMPs across EU member states (Czech et al., 2020). Several factors influence how OMPs are priced and reimbursed, including the healthcare budget, systems of healthcare and insurance, co-payment rules, reimbursement timelines, and evidence requirements (Czech et al., 2020).

The World Health Organization (WHO) has recognized the importance of placing people at the center of healthcare to achieve integrated health systems that are equitable, of high quality, responsive, participatory, efficient, and resilient (WHO, 2016). Patient-centered outcome measures (PCOMs) are a type of clinical outcome assessment (COA) that play a key role in the delivery of patient-centered care because they can be used to capture information on health outcomes that matter to patients’ lived experiences. PCOMs are tools for measuring health indicators that put the perspective of people living with disease rather than clinicians at the forefront. PCOMs prioritize patients’ experiences and views, providing a more holistic understanding, compared to clinical metrics alone, of how illness and the systems designed to manage it impact patients.

According to the International Rare Diseases Research Consortium (IRDiRC) (2016), a number of instruments fall under the PCOM umbrella: patient-reported outcomes (PRO), observer-reported outcomes (ObsRO), clinician-reported outcomes (ClinRO), and performance outcomes (PerfO). The instrument type with the greatest number of occurrences is patient-reported outcome measures (PROMs) (IRDiRC, 2016). For the purposes of this protocol, we will use the term “PCOM” so as to be as inclusive as possible when searching for available evidence (Table 1).

Table 1. Clinical outcome assessment (COA) measures: examples of types and definitions.

TypeDefinitionReference
Biomarker“physiologic, pathologic or anatomic patient characteristics measured by an automated
process or algorithm as an indicator of normal biologic processes, pathologic
processes, or biological responses to a therapeutic intervention”
U.S. FDA, 2021
Clinician-reported
outcomes (ClinRO)
“measurement based on a report that comes from a trained health-care professional
after observation of a patient’s health condition”
U.S. FDA – NIH, 2021
Patient-reported
outcome measures
(PROM)
“measurement based on a report that comes directly from the patient (i.e., study
subject) about the status of a patient’s health condition without amendment or
interpretation of the patient’s response by a clinician or anyone else”
U.S. FDA – NIH, 2021
Performance
outcomes (PerfO)
“measurement based on standardized task(s) actively undertaken by a patient
according to a set of instructions”
U.S. FDA – NIH, 2021
Observer-reported
outcomes (ObsRO)
“measurement based on a report of observable signs, events or behaviours related to a
patient’s health condition by someone other than the patient or a health professional”
U.S. FDA – NIH, 2021

PCOMs can be used for a broad group of diseases or specific diseases and can include clinical and nonclinical indicators. PCOM data can be provided by patients themselves or by proxies, that is, patient-reported outcome measures (PROMs), or by non-patients such as parents, caregivers, and healthcare professionals. PCOMs can be useful for monitoring symptoms and reporting them to clinicians (Govindaraj et al., 2023); identifying and reporting adverse events (Peipert et al., 2024); assessing therapy adherence (Efficace et al., 2024) and treatment response (Im et al., 2023). There are numerous benefits of PCOMs: promotion of patient involvement, improvement of the focus of consultations, improved healthcare quality, facilitation of standardized outcome monitoring, and improvement of the patient-clinician relationship (Campbell et al., 2022). PCOMs are associated with improved QOL and decreased risk of overall mortality (Balitsky et al., 2024). PCOMs are useful in the management of various chronic diseases, but they are especially valuable for managing RD. In 2015, the IRDiRC created a taskforce for PCOMs. The taskforce concluded that it is necessary to develop PCOMs for RDs. PCOMs are instruments that can be used to measure real benefits for patients and from their perspective” (IRDiRC, 2016).

In 2020, the EMA launched a strategy to promote patient-centered drug development, including incorporating PROs into risk-benefit assessments for medicines (EMA, 2020). A review of medicines for RD approved by the EMA and the United States of American Food and Drug Administration (U.S. FDA) from 2002 to 2017 found that of 258 medicines that received orphan designation, only 45 (17.4%) had PRO-based labelling (Lanar et al., 2020). The labels focused more on clinical symptoms (e.g., fatigue and pain) than on indicators of functioning or QOL (Lanar et al., 2020). A study of 60 OMPs approved by the EMA between 2012 and 2017 found that only 12 products (21.7%) had PRO language in the Clinical Studies section of the Summaries of Product Characteristics (SmPC) (Jarosławski et al., 2018).

Another factor is the small cohort size of patients with RD, which is problematic due to the resulting lack of evidence. Research on orphan medicinal products (OMPs) or substances intended for the prevention, diagnosis, or treatment of an RD often lacks the large-scale clinical trial data typically required for reimbursement. Thus, OMPs may be challenging to evaluate because of the small patient population and variability in disease progression. Thus, patient-centered outcome measures (PCOMs) are particularly crucial for OMPs because they demonstrate value for RD treatments, where conventional clinical measures may be insufficient.

PCOMs for RD may be challenging to validate for a number of reasons: 1) many companies involved in developing treatments for RD are small in size and lack the capacity to undertake labor-intensive validation processes; 2) low awareness, the RD community has low awareness about defining new outcome measures and limited experience with outcome measurement development and evaluation (Consortium, 2016). Despite these challenges, the use of PCOMs in RD medicine development is growing because the data provided can help policy makers make decisions not only based on morbidity and mortality but also on QoL, socioeconomic impacts, and other social consequences. This is an important advantage because it provides more visibility to people living with rare chronic/complex medical conditions and highlights the broad range of hurdles they and their families face during the entire life course.

Although PCOMs are increasingly used in the development of OMPs, knowledge about their role in OMP reimbursement decision-making processes remains limited. Specifically, there is limited understanding of how many PCOMs are available for use in reimbursement frameworks, their impact on the reimbursement process, and the barriers and facilitators to incorporating PCOMs in reimbursement decision-making. This highlights a critical gap in the current understanding and practice regarding their application in the OMP reimbursement decision-making processes.

Methods

We will conduct a scoping review based on the Joanna Briggs Institute (JBI) methodology (JBI, 2024) updated by Peters and others (Peters et al., 2020). The JBI methodology for scoping reviews includes a template for the study protocol comprised of steps such as developing a research question, identifying inclusion and exclusion criteria, creating a search strategy and approach for data extraction, and outlining how to analyse and report evidence (JBI, 2024). The methodology update introduced by Peter and others (Peters et al., 2020) involves using a systematic and structured approach to promote rigor and transparency, as well as ensure that findings are trustworthy. We use the conceptual framework of Arksey and O’Malley, which is comprised of six steps: 1) identifying the research question, 2) identifying relevant studies, 3) selecting studies, 4) charting the data, 5) collating, summarizing and reporting the results, and 6) consulting knowledge users (Arksey & O'Malley, 2005). We use Levac and others’ recommendations for improving the clarity of scoping reviews and enhancing each of the above six steps (Levac et al., 2010). The Preferred Reporting Items for Systematic Reviews and Meta-Analyses Scoping Review extension (PRISMA-ScR) checklist will be used to document findings (Tricco et al., 2018).

Stage 1: Identifying the research question

Research question

This scoping review aims to map the existing evidence on the use of PCOMs for OMP reimbursement. The research question is, “What patient-centred outcome measures are used in reimbursement frameworks for orphan medicinal products?”

Research objectives

1. To identify the PCOMs used in the OMP reimbursement framework.

2. To assess the role of PCOMs in OMP reimbursement frameworks.

3. To assess the impact of PCOMs on OMP reimbursement frameworks.

4. To explore the barriers and facilitators of incorporating PCOMs in OMP reimbursement frameworks.

5. Differentiate between reimbursement pathways (e.g., standard of care/basket of benefit, individual funds, CT).

6. To determine whether reimbursability varies based on the type of disease classification (e.g., acute, chronic).

PCC framework

We used the patient, concept, and context (PCC) pneumonic to develop our research question, inclusion criteria, and search strategy, ensuring congruence among the three, as recommended by Peters and others (Peters et al., 2020).

Population

The population comprises people living with RD, also known as patients, as defined in Europe (less than 5 in 10,000 people) (European Commission). We will include all age groups, male and female sex, and all RD diagnoses. We will also include proxies for people living with RD, such as parents and caregivers, siblings, health professionals working with people with RD, individuals or organizations working in patient-centered healthcare, patient-public involvement (PPI), and patient engagement. We will also include people who develop, test, and implement the PCOMs.

Concept

This concept is based on the reimbursement of OMPs. We recognize that reimbursement is a process embedded in a regulatory framework shaped by guidelines, recommendations, and/or policies. A reimbursement framework encompasses all phases of authorization, regulation, and approval or rejection of a new medicine before it enters the market. Examples of phases include marketing authorization from a national (e.g., U.S. FDA) or regional body (e.g., EMA), assessment of a national regulatory body, manufacturer submission, evaluation of national health authority or agency on medicines, advice or opinion regarding reimbursement, review by a national health board, and, finally, a reimbursement decision. We will review evidence regarding any of the above aspects pertaining to the reimbursement of OMPs. This includes studies on economic evaluations, cost-benefit analyses, policy analyses, interventions, and health impacts.

Context

The context is PCOMs in OMP reimbursement, including both direct reimbursement to patients and market authorization. Therefore, we will focus on three areas. First, we will examine PCOMs and how they are informed by and serve the RD community. This includes, in the first place, people living with RD.

Second, we will examine OMPs and how they were developed by pharmaceutical companies, developed for registries and clinical trials, and used by people living with RD. We will include information from industry representatives and evidence of treatment impact from people with RD, parents and caregivers, guardians, siblings, health professionals, and those working in PPI and patient engagement.

Third, we will examine OMP reimbursement and investigate how the process is influenced by policy and decision-makers, as well as pharmaceutical companies and organizations representing patients and clinicians. We will include representatives of government agencies, regulatory bodies, health boards, people living with RD, parents and caregivers, guardians, siblings, health professionals, individuals, or organizations working in patient-centered healthcare, PPI, and patient engagement.

We will include all settings (patients’ homes, clinics, hospitals, laboratories, research facilities, medication manufacturing facilities, policy arenas, etc.) within and outside healthcare in all geographic regions. Due to limited resources, we will limit our search to the years 2000-2024 and to studies published in English. We chose 2000 as the starting point because it marks the year that legislation on OMPs was implemented in the European Union (EU).

Types of sources

We will include quantitative and qualitative studies that provide evidence on the use of PCOMs in OMP reimbursement. We will consider any study design: experimental and quasi-experimental studies, randomized controlled trials, non-randomized controlled trials, before-and-after studies, and interrupted time-series studies. We will also consider Observational studies included retrospective and prospective cohort studies, case-control studies, cross-sectional studies, and case studies.

We include all geographic locations. If an article's full text is unavailable online, we will contact the corresponding author. If it is not possible to obtain full text, we will exclude the study. The inclusion and exclusion criteria are listed in Table 2.

Table 2. Inclusion and exclusion criteria for the scoping review.

InclusionExclusion
PopulationStudies that discuss OMP reimbursement
frameworks used for people living with
RD and for their parents and/or carers
Studies that discuss medicine reimbursement relevant for people living with
chronic diseases that are not rare, i.e. studies focusing solely on medicine
reimbursement for chronic diseases that do not involve novel therapies or
do not address the integration of patient-centred outcome measures.
ConceptStudies that discuss the use of PCOMs,
including development, implementation,
and evaluation of interventions, in OMP
reimbursement
Studies that discuss the impacts of RDs on affected individuals and their
caregivers, but do not focus on PCOMs or OMP reimbursement
ContextAny geographical locationNone
LanguageArticles in EnglishArticles in languages other than English
Publication
Date
2000 to 2024Articles published before 2000
Types of
Evidence
Sources
Peer-reviewed studies and grey literature Non-peer reviewed studies, e.g. editorials, commentaries, opinion papers,
conference materials, dissertations, theses; studies for which, after
contacting the corresponding author, the full text is unavailable

Stage 2: Identifying relevant studies

The databases selected for this scoping review were chosen to align with the focus of the research questions. As a result, the following six databases will be included in the search: CINHAL, Embase, MEDLINE via PubMed, PsycInfo, SCOPUS, and Web of Science. We will also search for grey literature using the Google search engine and other sources, such as Google Scholar, OpenGray, OpenThesis, and PsycEXTRA.

The literature search for this review will be conducted with identical search terms used across databases. The search window will be restricted to articles published between 2000 and 2024. The search terms will follow the PCC format:

  • Population: “rare disease OR orphan disease OR neglected disease” AND “orphan drug OR genetic testing OR genetic screening OR enzyme therapy OR systemic enzyme therapy OR enzymotherapy”

  • Concept: “reimbursement” OR “payment” OR “incentive” OR “health insurance” OR “payment system, prospective” OR “pricing, prospective” OR “procurement” OR “joint procurement”

  • Context: “patient-centred outcome” OR “patient-centred outcome measures” OR “PCOM” OR “patient reported outcome” OR “patient reported outcome measures” OR “PROM” OR “biomarker” OR “clinician-reported outcomes” OR “performance outcome” OR “observer-reported outcomes”

Study selection

After the search, we will upload all identified citations to Endnote 21TM (Endnote) (Clarivate ©) and remove duplicates. Two reviewers will examine the resulting list of citations and independently screen the titles and abstracts, and then the full text, against our inclusion and exclusion criteria. The first author and another author will be the reviewers. We will use the Covidence software (Covidence), an online platform developed to facilitate different types of literature reviews, to assist with the process. We will use peer debriefing for validation. If a disagreement arises between the reviewers, we will further discuss the resolution. We will consult a third reviewer if we cannot reach a consensus. We will conduct a pilot test with a sample of studies (n=25) to ensure that our reviewers’ decision-making process is consistent, and that the inclusion and exclusion criteria are clear. This is recommended by the JBI to identify the need for possible improvements in our search, screening, and/or review process (Peters et al., 2020).

We will document the screening and full-text review activities according to the PRISMA-ScR recommendations (Tricco et al., 2018). We will report the results of the search and the study inclusion process in a PRISMA-ScR flow diagram.

Stage 4: Charting the data

Specific information about the population, study design, methods, and findings relevant to our review questions and objectives will be extracted. We developed a data charting (i.e., data extraction) table (Table 3) according to the recommendations of the JBI Manual for Evidence Synthesis (Peters et al., 2020). We will pilot the test and modify it as needed. The first author will extract the data and the last author will audit the data extraction results.

Table 3. Template for data extraction table.

Study1Study2Study3Study4
Scoping review
details
Scoping Review title
Review objective/s
Review question/s
Inclusion/exclusion
criteria
Population
Concept
Context
Types of evidence
source
Evidence source,
details and
characteristics
Citation details (e.g.
author/s, date, title,
journal, volume, issue,
pages)
Country
Context
Participants (details e.g.
age/sex and number)
Details/results
extracted from
source of evidence
(in relation to the
concept of the
scoping review)
E.g. Quality of Life
Domains assessed
E.g. Number of items
in tool
E.g. details of
psychometric validation
of tool

Stage 5: Collating, summarising and reporting the results

Two researchers will use Covidence to collate the results of the review and share them with the team. We will present the results in the form of an evidence map, as recommended by the JBI Manual for Evidence Synthesis (Peters et al., 2020). The evidence map will be comprised of two parts. First, we will present the overall results in a table, including general information about the included studies, such as the number of studies and types of study designs. We created a table (Table 4) according to the Patterns, Advances, Gaps, Evidence for Practice and Research Recommendations (PAGER) framework (Bradbury-Jones et al., 2022). Patterns (P) will help synthesize major findings based on key themes. Advances (A) will help us recognize how the themes unfold or evolve. Gaps (G) will help us identify other themes that have been missed or insufficiently developed, which can point out areas for future research. Evidence (E) can be used by stakeholders and decision makers to develop, plan, and implement changes in practice. Research recommendations (R) outline themes that should be investigated in the future. Second, we will provide a descriptive analysis and apply meaning to the results.

Table 4. Template for reporting results of scoping review according to the PAGER framework.

PatternAdvancesGapsEvidence
for practice
Research
recommendations
Study1
Study2
Study3
Study4

We anticipate heterogeneous study contexts, RDs, and disease impact. Our reporting on the use of PCOMs in OMP reimbursement will likely depend on many factors, such as national or regional medicine policies for authorization and regulation, reimbursement frameworks, the roles of pharmaceutical companies and patient advocacy groups, and access to health and social services. Acknowledging that health systems and socioeconomic contexts vary, we will report results by country and RD disease groupings, that is, by medical specialty (Bainbridge, 2023).

Step 6: Consulting stakeholders

Consultation with key stakeholders is an optional but valuable stage as it is an opportunity to ensure the search strategy adequately includes all appropriate terms and obtain feedback on findings (Buus et al., 2022; Mak & Thomas, 2022). Stakeholder consultations can serve various purposes, such as refining the research question, identifying information sources, and offering valuable insights on the topic. Additionally, they can provide feedback to enhance the interpretation of review findings and highlight gaps not addressed in the literature (Buckle et al., 2024)

Dissemination

We intend to submit a scoping review for publication in a peer-reviewed academic journal. Additionally, we will develop an evidence summary to disseminate our findings to a broad audience through social media. We plan to present the results at national and international conferences, as well as at meetings and events with relevant stakeholders.

Study status

Currently, we are in stage two: locating relevant studies. We are formulating and pilot-testing a search strategy and searching databases.

Conclusions

Reimbursement for OMPs is often complex and delayed, with significant uncertainty surrounding the availability and role of PCOMs in this process. These factors limit access to treatment for individuals with RD. The scarcity of evidence further impedes the development of policies and practices aimed at improving the quality of life of people living with RD and their families. Our scoping review seeks to map the current literature on PCOMs and OMP reimbursements, offering valuable insights to the field. The findings will guide the next phase of the study, which will explore the experiences of patients and caregivers with PCOMs and OMP reimbursements in the Republic of Ireland.

Ethics and consent

Ethical approval and consent were not required.

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Sangalang S, Collins Stack L, McGrath V et al. Mapping  the evidence  on patient-centred outcome measures used in orphan medicinal product reimbursement frameworks: Protocol for a scoping review [version 1; peer review: awaiting peer review]. HRB Open Res 2025, 8:27 (https://doi.org/10.12688/hrbopenres.14054.1)
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Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions

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