Keywords
Personal and professional identity, leadership, resilience, assessment, scoping review, professionalism
Personal and professional identity, leadership, resilience, assessment, scoping review, professionalism
Over the past several decades, there have been substantial shifts in the approach to professionalism teaching within medical school curricula1,2. As Cruess et al., highlighted in 2006, a significant proportion of medical students’ contact with professionalism pre-1990s was heavily reliant on the use of role modelling amongst willing physicians and clinical faculty versus involvement of a formal curriculum3. During the mid-1990s there was a significant increase in the focus of research in medical education towards the explicit teaching of professionalism, especially following the formation of the American Board of Internal Medicine’s (ABIM) Project Professionalism1. This movement was propelled by studies demonstrating the link between unprofessional behaviour amongst medical students and later episodes of professional misconduct4,5. Since that time substantial effort has been placed into trying to define the abstract concept of professionalism, the rationale being that once a construct has been defined (and further broken down into its component parts), it is easier to operationalise, enabling incorporation into a curriculum and, very importantly, the design of an assessment strategy.
A significant challenge for research in this area is that the multi-dimensionality of professionalism has made the formation of a consensus definition contextually very challenging6. As a result, individual universities have been reliant on forming their own definitions and arranging an assessment framework to meet their needs. In 2009, Wilkinson et al., emphasised that the assessment of professionalism was being hampered by the varying definition attempts as this had prevented a clear breakdown of measurable elements7. However, the assessment of professionalism is a continuously evolving field, and the various definitions proposed to date have led to the development of a multitude of types of assessment tools, though no single definitive method of assessing professionalism has been identified8. General consensus has long been that the ability to properly assess professionalism requires a multi-faceted approach involving a variety of tools over the duration of training9,10. Unfortunately, there is still no exemplar framework to demonstrate what this should entail, and it is again left up to individual medical schools to decide what best meets their curricular needs11.
The publication of the Carnegie Foundation report in 2010 calling for reform of medical education heralded the recognition of the complex psychosocial development that medical students undergo as they transition through their medical education, leading to a major shift in the focus of research in this area towards professional identity formation (PIF)10,12,13. In 2018, Kalet et al., provided a short definition of PIF as the process of internalising a profession’s core values and beliefs. However, PIF is widely accepted as a dynamic process that is shaped by the beliefs and values of the individual as well as by the environment, including both the formal and informal ‘hidden’ curricula of medical education, healthcare delivery, and encompassing social and larger societal forces14,15. By better understanding this process of PIF, medical schools can design curricular content that promotes the development of professional identity formation, so that by graduation, medical students “think, act and feel like a physician”16. Lewin et al., noted in 2019 that “the formation of a physician's professional identity is a dynamic process shaped by and intertwined with the development of that person's larger adult identity.”17 Or, as Cruess et al., previously highlighted in 2015, a medical student’s professional identity formation develops congruently with their personal identity, continuously reorganising into an increasingly complex persona13. Thus, if we consider ‘personal identity’ to be how a person sees themselves or is seen by others in different contexts, then professional identity is an important subset of this construct, and they should be approached together in regard to curricular frameworks. Core elements of personal identity that contribute to an emerging professional identity as a doctor are personal resilience and leadership18,19. Equally, medical professionalism is a core component of the emerging professional identity as a doctor. Thus, the formation of one’s personal and professional identity is an intricate process and the optimal methods of assessment for learning to enhance personal and professional identity development (PPID) are as yet unknown.
Previous research has shown that, in general, the mode of assessment of curricular content can have a significant impact on students’ involvement in the learning process – either increasing their engagement or leading to demotivation and disengagement20,21. Work on understanding this influence has led to international recognition of the need to help students become self-directed, autonomous learners and the further categorisation of curricular assessments that can help them achieve this goal into ‘Assessment Of / For / As Learning’20,22. Assessment ‘for’ and ‘as’ learning, often identified as formative assessment, facilitates empowerment of the learners, and allows them to critically evaluate their own learning and performance20–22. By participating in these types of assessment practices, educators collaboratively help students develop more competence and confidence within an area or specialty; thus, impacting both their personal and professional identity formation23,24.
The aim of this scoping review is to identify the various methods or tools currently being implemented in medical education to assess the development of personal and/or professional identity formation, including the concepts of professionalism, leadership and resilience. Findings will inform the development of an optimal assessment framework.
This review will be guided by the following research questions:
1. What tools/modalities are currently being employed to assess Personal and/or Professional Identity Development, Professionalism, Resilience and/or Leadership with undergraduate or graduate-entry medical students?
2. How are these assessments spaced and paced? And does the method or frequency vary by the year of study?
3. Is the assessment tool being utilised a representation of assessment ‘of’, ‘for’ or ‘as’ learning?
The population, educational aspects, outcomes (PEO) tool for systematic reviewing in medical education25 was used to form the research question for this review:
- Population: medical students.
- Educational aspect: resilience, leadership, professionalism and personal and/or professional identity.
- Outcome: method or tool used in formative or summative assessment of personal and/or professional identity formation, professionalism, resilience, or leadership.
The methodology for this scoping review was guided by direction from the Joanna Briggs Institute26. The JBI Methodology will ensure appropriate review and data extraction.
To aid in this endeavour, an information specialist collaborated on formulating and running an optimal search strategy. The following general keywords have been identified for this review: medical education, medical students, assessment, personal identity, professional identity, professionalism, resilience, leadership, and assessment. An example of the search strategy used for Ovid MEDLINE© is presented in Table 1. It combines Medical Subject Headings (MeSH) and free text terms with Boolean operators. This will be appropriately adjusted to search through the other electronic databases listed below.
Electronic databases from different areas, such as education, psychology, and health care will be searched. Specifically, this review will explore: MEDLINE, EMBASE, Cumulative Index to Nursing and Allied Health Literature (CINAHL), PsychINFO, Education Resources Information Centre (ERIC), and Web of Science.
To maximise the results for ‘current’ assessment tools, a date restriction will be placed on the search, starting from 2000. In addition, all studies that are deemed eligible will have their reference lists explored for other relevant material not detected by the initial search. Five of the more prominent journals in medical education – Academic Medicine, Medical Education, Medical Teacher, Clinical Teacher, and BMC Medical Education – will be hand-searched for additional resources. Citation searching via Google ScholarTM of several leading publications in this area of focus will also be undertaken to maximise the scope of the search. The search strategy will remain dynamic and may be further delineated as necessary during the review process.
Studies of any design that have an available abstract written in the English language from 2000 until the end of 2021 will be considered for inclusion as long as the object of the study is the assessment of personal and/or professional identity formation, professionalism, resilience or leadership for students in an undergraduate or graduate medical programme before graduation. Peer-reviewed reviews, commentaries, or editorials from the same timeframe will also be considered for inclusion if the sole focus of discussion surrounds an individual tool or assessment method that is being considered or already integrated into the respective medical curriculum. If it is still unclear from the title and abstract whether the paper involves a specific assessment tool(s), the full text will be reviewed for inclusion against study inclusion criteria (included here in Table 2).
Research involving assessment of personal and/or professional identity formation, professionalism, resilience or leadership amongst post-graduate trainees or residency programmes will be excluded. While the population of interest in this scoping review is medical students, if the assessment tool is employed in an interprofessional learning (IPL) environment with other healthcare professions, ex. Pharmacy, Physiotherapy, Physician Associate students, it will be included if the medical student population meets the inclusion criteria. Those studies not falling within the predetermined dates or not published in English will also be excluded.
After completing the search, studies will be uploaded into EndNote X9, and any subsequent duplicates will be removed. Secondary analyses that offer only opinion of a proposed assessment tool will not be included unless the discussion involves potential modifications to the tool or issues with implementation within their respective institutions. In the instance that an author(s) discusses the same assessment method in more than one paper, published at different times, only the initial description of the method will be included unless there is evolving dialogue about different uses, populations, or implementation outcomes.
A primary reviewer (MCu) will be responsible for the initial title and abstract screening of results. A volunteer independent reviewer (KM) involved with another research project at the same institution will screen 50% of titles and abstracts found for concurrence. It is hoped that this process will allow a maximum number of relevant papers to be identified. Any potential discrepancies between reviewers will be decided amongst the research team whom all have expertise in the area of medical education. The progression of the search will be fully reported, and the final outcome will be displayed in a diagram consistent with the Preferred Reporting Items for Systematic reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-SCr)27. All studies identified for inclusion will then undergo data extraction and qualitative thematic analysis.
One author (MCu) will read identified articles in depth and will extract all relevant data with guidance by the JBI-recommended approach26. Two additional reviewers from the research team (AH, MCr) will each independently extract data from 33% of papers identified. Any potential discrepancies between reviewers will be decided through consultation with the wider research team. Identifiable data points will be inserted into an electronic database created for this purpose and approved by the research team. The initial version of this database is included in Table 3 but is expected to be adapted as the data extraction process progresses. Aside from the usual demographic information (authors, year published, journal, etc), this study will also address the type of assessment tool being utilised, at what point in medical school it is being employed, use in an IPL setting, whether it is for formative or summative assessment, and if the method is a once-off trial or has been integrated into the set curriculum.
A narrative approach will be used to thematically synthesise the data extracted from all studies meeting the inclusion criteria28. As part of the initial summary, all data on the different tools or methods being used to assess medical students’ professionalism, resilience, leadership, professional and/or personal identity formation will be outlined based on whether it is a method of assessment ‘for’ ‘of’ or ‘as’ learning. The overall findings of this analysis will be presented in a narrative format. Implications of the study’s findings for current practice and future research will be identified.
In this scoping review, the current methods and tools for assessment of personal and/or professional identity formation, professionalism, leadership and resilience will be identified and synthesised into a proposed assessment framework. The hope is that this framework will then serve as an aid to support the assessment of this multi-dimensional, complex construct. Limitations of this review plus further practical implications and recommendations for further research will be explored in the discussion of the final research article.
Is the rationale for, and objectives of, the study clearly described?
Yes
Is the study design appropriate for the research question?
Partly
Are sufficient details of the methods provided to allow replication by others?
Yes
Are the datasets clearly presented in a useable and accessible format?
Not applicable
Competing Interests: No competing interests were disclosed.
Reviewer Expertise: Sociology of professionalism, dental education, sociology of health and oral health.
Is the rationale for, and objectives of, the study clearly described?
Yes
Is the study design appropriate for the research question?
Yes
Are sufficient details of the methods provided to allow replication by others?
No
Are the datasets clearly presented in a useable and accessible format?
Not applicable
Competing Interests: No competing interests were disclosed.
Reviewer Expertise: Professional identity formation; underrepresented in medicine learners; educational outcomes in humanities
Alongside their report, reviewers assign a status to the article:
Invited Reviewers | ||
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Version 1 30 Sep 22 |
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Provide sufficient details of any financial or non-financial competing interests to enable users to assess whether your comments might lead a reasonable person to question your impartiality. Consider the following examples, but note that this is not an exhaustive list:
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